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The Sacred Cave:
Towards an Assumption of Religion in the Upper
Paleolithic
2005
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Abstract
Scholars have interpreted Paleolithic art numerous ways but most
contemporary interpretations either utilize a sophisticated form of
analogy or a blend of processualist approaches (especially cognitive
processualism). Such methods typically result in the conclusion that
Paleolithic art represents elements of a religious ideology. Besides
these approaches, which admittedly employ weak forms of inference,
scholars argue for non-interpretation of the evidence.
Introduction
Paleolithic art presents itself as the most compelling
material culture archaeologists possess from peoples of the late
Pleistocene. Many dozens of caves with spectacular paintings on their
walls have been discovered and documented over the last century
throughout Southwestern Europe, in particular. And numerous "Venus"
figurines with abstract, highly stylized features have been dug up
throughout Eastern Europe. The care with which the ancient artists
crafted their works has impressed the finest contemporary artists. Such
art evokes strong emotion for it remains the oldest material link we
have to Ice Age peoples that convinces us that they are kin to us in
more than a physiological sense. Through this art, we learn that peoples
who lived tens of thousands of years before us possessed capabilities
and sensitivities like our own.
We know that the basic form of Homo sapiens sapiens has changed
little in one hundred millennia but most of what we understand to be
human culture is quite young. Barely ten thousand years ago did
humankind begin its abandonment of lithic technologies and band-level
societies to become metallurgists and nation-makers (Mellars & Stringer
1989). Paleolithic art, though, records a distinctly human "cultural"
endeavor from a time long before the first civilizations. It is one of
the few sets of evidence we have from that large terra incognita
in human history, the time after which we became a distinct species and
the time we began to develop recognizable civilizations with
sophisticated, ramified social structures. The majority of human history
is a history about which we know almost nothing. But we do know that
something as uniquely human as artistic activity began to emerge on a
grand scale nearly forty thousand years ago (Lewis-Williams & Clottes
1998). Staggering finds have been made in Australia, Africa, parts of
Asia, and in various parts of Europe. We are dealing then with a
universal phenomenon. While the spectacular caves of Southwestern Europe
typically get all the fanfare, impressive finds of prehistorical
artistry come from all over the globe. Archaeologists are universal in
their opinion that Paleolithic art represents a unique expression of the
human animal but their opinions begin to differ when it comes to
assigning specific meaning to these finds. Does Paleolithic art
represent mere decoration—art for art's sake, as Halverson and others
argue (1987)? Is it specifically functional, art as a means of
information-coding such as Marshack hypothesizes (1972)? Are the
canvases of ancient beasts criss-crossed with arrows just Paleolithic
hunting classrooms, their chalkboards left unerased? Or, perhaps most
significantly, are these relics of ancient religions; the material
remains of Ice Age theophanies (Dickson 1990)? The reconstruction of
meaning on the basis of Paleolithic art presents enormous challenges to
archaeological inference and methodology. But one thing that appears
again and again in the varied approaches to this material is an
essentially cognitive approach. The art is too symbolically evocative to
match well with interpretations uninterested in "meaning."
A number of scholars, such as Paul Bahn, remain skeptical of any
interpretations of this material. As Bahn wrote in Journey Through
the Ice Age: "What it comes down to, basically, is whether one is
content to work with the art as a body of markings that cannot be read,
or whether one wants to have stories made up about them" (1997:211).
Many others reject this hypercritical approach; the allure of
Paleolithic art is too great to leave hermeneutically virgin. Scholars
such as Bruce Dickson believe that the judicious use of ethnographic
analogy may yield important insights into the actual meaning of this
enigmatic material. On the cutting edge of contemporary interpretations
of Paleolithic art are the cognitive processualists such as David
Lewis-Williams and Stephen Mithen. They utilize ideas from psychology
and cognitive science about the human mind in an attempt to "bridge" the
great expanse of time that separates us from the primordial artists. In
Altered Consciousness in the Upper Paleolithic, Lewis-Williams
and Clottes write: "…because Upper Paleolithic people were Homo
sapiens sapiens, they had the same nervous system as everyone in the
world today, whether residual hunter-gatherers or industrialists. …there
is a neurological bridge between us and that remote period" (1998:14).
Our brains unite all of humanity, past and present, according to this
school of thought. The archaeological interpretation of Paleolithic art
may well be a limit case for the endeavor of archaeology itself (Watson
& Fotiadis 1990). We have a contingent set of remains to work with,
those few things that fortune selected for multimillennial preservation.
No living population can inform us about these primordial creations and
we shall never find a Rosetta Stone to translate the scratches and
depictions of the Upper Paleolithic into a modern language. Even
reconstructing the environment of the time presents a host of
challenges. Only with a broad conglomeration of techniques,
cross-disciplinary insights, and interpretive methods can we hope to
gain any insight into the radically different human worlds of the
Pleistocene artists.
A History of Interpretations
Art from the Upper Paleolithic has challenged
scholars since the mid-nineteenth century, at about the same time that
anthropology and archaeology began as disciplines in their own right. As
such, the interpretation of this art has evolved lockstep with these
disciplines through their different fashions and developments. To review
the history of interpretation of Pleistocene art is to review the
history of archaeological reasoning itself. Hunting Magic Abbé
Henri Breuil, the first great scholar of Paleolithic art, followed the
interpretative strategy of Sir James Frazer. Frazer, famous for his
multivolume series on comparative folklore entitled The Golden Bough,
believed ancient religion to be a form of magic. Early peoples used
magical concepts and practices in an attempt to manipulate their
capricious environments. In particular, sympathetic magic, with its
symbolic representation of living objects, served as an important
magical tool. The classic example of sympathetic magic is the voodoo
doll. By creating a doll with the likeness of a person, one could affect
that person through the manipulation of the doll. Breuil believed that
the representation of animals that so dominated the parietal canvases of
the ancients affected the populations of "real" animals in the
environment (1979:21-24).
A host of good reasons lie behind this first interpretation of Upper
Paleolithic cave art. The majority of depictions rendered on cave walls
are those of animals and, even more specifically, game animals (Hammond
1974). Further, a great number of slashes and pointed implements
intersect the game animals, probably a representation of spears and
arrows. Often enough, the animals show wounds as a result of these
schematic implements (Sieveking 1979:144). A curious aspect of the
parietal art of the Upper Paleolithic is its highly specific content.
Breuil was the first great cataloguer of this art, noting the specific
patterns of representation (Breuil 1913). But even if the vast category
of animals is highlighted, we must wonder why so few of the animals that
prehistoric man is likely to have subsisted on are represented. For
instance, though we might expect the illustration of small animals and
certainly of fish, we do not find them. We find only the large game
animals, the ones likely to have presented a significant challenge to
ancient hunters as well as an element of danger. Such a specific
representation of animals fits well with Malinowski's ideas about magic.
Concerning the use of magic, Malinowski writes: "…where man can rely
completely upon his knowledge and skill, magic does not exist"
(1954:31). Breuil's belief that the parietal art of the Upper
Paleolithic may have aided as a means of hunting magic then is
supported, rather than refuted, by the limited sampling of animals we
find as subjects of the art. But while Breuil's notion of hunting magic
has its appeal, it relies heavily on the direct analogy between
sympathetic magic as used in ethnographically studied populations and
how it may have been used by populations whose culture existed tens of
millennia in the past. Even working within this set of tenuous
hypotheses, scholars find problems with Breuil's concepts. Conkey, for
instance, argues that modern ethnography does not support a contention
of hunting and gathering peoples as "anxiety-ridden about food and the
hunt" (1981:24). So, whatever the appeal of explanatory elegance
Breuil's hypotheses offer, they must be considered within a critical
context.
The Use of Simple Analogy
Analogy is a method of reasoning on the basis of likeness
between two different objects or circumstances. It is an argument of
inference "…based on implied relationships between demonstrably similar
entities" (Binford 1967:1). Archaeologists use ethnographic analogy, or
the information gleaned from the study of living populations, in an
effort to understand past populations. Binford details the common
technique of ethnographic analogy (which he later goes on to revise): A
common situation in which argument from analogy is offered by
archaeologists is that in which similarities in form of artifacts are
cited between archaeologically and ethnographically observed data, with
the proposition that behavior observed in the ethnographic situation
(unobserved in the archaeological situation) was also present in the
past when the artifacts were in use (1967:1). Binford's description
sounds reasonable for simple cases, cases in which particular objects,
like tools, are in question. But as the data suggests symbolic behavior
and meaning the inferences become more tenuous and the legitimacy of
this technique is pushed to its limits. Few eyebrows are raised when an
archaeologist picks up an edged tool from a site and relates it to edged
tool usage in contemporary situations. But when using this technique to
assign a particular meaning to symbolic material data, such as the
paintings in Lascaux, then ethnographic analogy becomes increasingly
challenged.
Ascher delimits the relevance of ethnographic analogy by setting up two
conditions: 1) Relevance can be established by demonstrating…that there
is a historical continuity between the archaeologically observed unit
and the ethnographically cited society or social unit; 2) In the absence
of the above demonstrated justification, relevance could be justified by
seeking analogies in cultures which manipulate similar environments in
similar ways (Ascher 1961). Ascher's first condition does not apply to
our studies because no known cultural continuities exist between the
peoples of the Pleistocene and modern populations. The second condition
is more favorable but still inadequate since we do not know the specific
ways that peoples of the Upper Paleolithic manipulated their
environments. Furthermore, we do not suspect that the environments that
Ice Age peoples lived in were sufficiently similar to modern ones to
justify such analogical reasoning. By Ascher's relevance criteria,
ethnographic analogy is inappropriate in the interpretation of
Paleolithic art. Other scholars have used simple analogy in suspect
ways, rife with anachronisms. Maringer has supposed a rather elaborate
religious hierarchy in the Upper Paleolithic, replete with roles for
priests and priestesses (1977). He created a checklist of social
preconditions which supports a specific religious hierarchy. Such a
hierarchy assumes: 1) a differentiated economy with a settled way of
life; 2) leisure for spiritual activities; 3) a production surplus; 4)
"material foundation of rich sacrificial custom requiring special ritual
members"; 5) the existence of centers requiring priests/priestesses
(1977:101). Maringer's schema seems to be projecting modern religious
labels and structures onto prehistoric lifestyles. And the creation of
this checklist is sure to be contravened by numerous exceptions whenever
studying any individual culture.
When used in a simplistic way, direct analogy to living populations
imports a host of untenable assumptions into the reasoning processes.
The distinguished historian of religion, Mircea Eliade, campaigned for
an understanding of ancient spirituality through the study of "primitive
cultures" (1959:165). He believed, for instance, that modern Arctic
hunters shared the same sort of economy as Ice Age ones, therefore they
likely shared "…the same religious ideology…Hence, a comparison of
prehistoric documents with ethnological facts is justified" (1978:15).
Silent within this statement is the assumption that economic structure
determines the nature of religious ideology. And while the term
"primitive" sounds offensive to contemporary ears, its negative
connotations may be overlooked given the social and academic milieu when
Eliade wrote this text. We may insert "traditional" for "primitive."
Even so, the simple assumption that traditional cultures are
sufficiently similar to prehistoric ones needs careful and systematic
analysis. We must be careful lest we create an image of the past from of
the present. We will discuss this more thoroughly in the section on the
use of sophisticated analogy.
Leroi-Gourhan
Certainly one of the great scholars of Pleistocene art, André
Leroi-Gourhan is known for his extremely comprehensive and systematic
studies. His approach combined a processualist's sensibilities with a
theoretical framework informed by structuralism. A proponent of the
laborious method of card-sorting computation, Leroi-Gourhan quantified
data from more than sixty cave art sites to search for a set of patterns
(1967, 1968). Through these methods, he could note that of 2188
identifiable animal figures in 66 caves, 610 are horses, 510 bison, 205
mammoth, 176 ibex, 137 wild cattle (1967). While the promise of
Leroi-Gourhan's methods was great, a theoretical hubris ensued.
He asserted a metaphysical system so finely drawn that one has the
impression he wrote from a set of ethnographic notes. Leroi-Gourhan
segmented the interior space of cave art sites into seven zones: 1) the
place where one encounters the first image; 2) the interconnecting
passages between the more spacious parts of the cave; 3) places in the
forward part of the cave that possess crevices and niches; 4) the most
remote part of the cave with any art; 5) the central parts of the cave
art areas; 6) the marginal parts of the cave art areas; 7) the places in
the central parts of the cave with crevices and niches. Leroi-Gourhan
maintains that these seven zones were fully distinguished by the cave
artists themselves who utilized them in a sort of grammar, a set of "emic"
categories (1968). In the most important central part of the painted
areas, Leroi-Gourhan finds 85 percent of all pictures of bison, wild
oxen, aurochs, and horses. These are the most prominent and common
images in Upper Paleolithic art and he finds it telling that these
animals also dominate the central position in the galleries. A second
group of animals consisting of ibex, deer, and mammoths are found in
increasingly marginal cave areas. And the third group of animals
consisting of rhinoceroses, bears, and lions are typically found in only
the most remote parts of caves, furthest from the central positions (Leroi-Gourhan
& Leroi-Gourhan, 1965.
From this initially promising categorization, Leroi-Gourhan gets into
increasingly more trouble as he reads these depictions and another set
of geometric signs through a structuralist hermeneutic. The geometric
signs he divides into three types: broad signs, narrow signs, and dots.
The first two sets of signs he considers to be highly stylized
depictions of human genitalia. He asserts that the "female" broad signs
occur mostly with pictures of bison and aurochs while the narrow "male"
signs he finds with horses in the central position of caves and panels,
and with ibex and mammoth on peripheral panels and marginal parts of the
caves (1982:55-56). Conkey sums up Leroi-Gourhan's approach in the
following: …his structuralism treats the imagery as a system of signs.
Leroi-Gourhan considered a well-preserved cave to be a message
(cave-as-text) with elements (frame and figures); and these elements, he
notes, are in the very position chosen by the author of the figures.
…the mode governing the assemblage was that of a mythogram in which the
figures are arranged around a central point, as in a picture.
(1989:142-143) And what text does he read from this set of signs? He
believes that cave art as a whole represented a life-renewal cycle with
two actors: man/horse/weapon and woman/bison/wound. The cave, feminine
itself, helped in the regulation of this cycle (Leroi-Gourhan 1965).
While his enormous contributions to the study of cave art have been
lauded, few have supported Leroi-Gourhan's structuralist approach with
its strict sexual dichotomy. In particular, while some few signs do
genuinely resemble vulvae or phalli, the vast majority pose no such
resemblance. And while his study of more than sixty caves seems vast, it
is actually but a sample of the possibilities. The methods of his
sampling are unknown, so scholars have remained unsure whether these
sites were selected to support his ideas.
Contemporary Approaches to Interpretation
A number of contemporary scholars contribute to the
interpretation of Paleolithic art. Most have built on the tremendous
work of past scholars without subscribing to their varied interpretive
schema. Rather than survey the panoply of current theoretical
approaches, two will be highlighted: the use of ethnographic analogy in
a sophisticated manner and the theories of the cognitive processualists.
These two approaches share an appreciation for processualism without
being overly rigid. The interpretive free-for-all of the post-processualists
has been eschewed. Paleolithic art, though, is too evocative to be
sufficiently informed by the "law and order" approach of the New
Archaeology. This material requires interpretation, and a humanizing
interpretation at that. Both the approaches we will review seem to rest
somewhere in between processualism and post-processualism.
Sophisticated Analogy
While archaeologists remain wary of direct analogy
approaches when dealing with prehistoric populations, in the case of
Paleolithic art and its relation to religious ideology an approach
utilizing analogy seems unavoidable. And with certain cautions, the use
of analogy may yield important insights about this material. Bogucki
discusses the productivity of this method:
While one cannot be a prisoner of the ethnographic record, neither can
one ignore the possibilities that it presents. One hopes to keep the
ethnographic comparisons on a general enough level to avoid spurious
homologies and cultural uniformitarianism. Yet anthropology has a
tradition of comparison and generalization that extends into much of
current archaeology, and it seems legitimate to introduce ethnographic
parallels in an attempt to generate hypotheses (Bogucki 1987:21). As
Bogucki points out, the generation of hypotheses is the key to a
sophisticated usage of analogy. We will not gain insights by identifying
the traits of some past people to the traits of a current people unless
historical continuity is evident. Since nothing suggests historical
continuity between the Pleistocene artists and any group of modern
peoples, we must use analogy in a generative manner to gain more
hypotheses. A method entitled 'sophisticated' analogy should be
reflexive. It must admit the tentative nature of its approach and the
uncertainties that will always plague the subject of Paleolithic art.
There should be an appreciation that the role of the interpreter is not
neutral. When dealing with a subject where so many romantic conceptions
abound, the tendency to drop into fictional conventions must be indulged
in with care. Watson and Fotiadis address this as a hazard in
archaeology in general: "There is often a rather thin line between
archaeological inference and the writing of fiction because archaeology
is, by nature, an underdetermined kind of scholarship" (1990:10). In
dealing with material so evocative yet data impoverished, the
archaeologist must be wary of imaginary conventions. The tendency to
project the contemporary mind back into the past is strong yet probably
not as effective as building up models from the material itself.
Second, a method of sophisticated analogy must fully differentiate, when
possible, between the nature of the Pleistocene and any
enthnographically studied populations. The human populations of the
Upper Paleolithic, especially in Southwestern Europe, lived
substantially different kinds of lives than contemporary
hunter-gatherers, their closest modern analogues. For instance, many
scholars have attempted to relate modern Arctic populations with Ice Age
ones since they both represent humans living in and adapting to frigid
environments. But the problem with this simple analogy is that peoples
of the Pleistocene experienced oscillations in their climate between
relatively warmer periods and cooler ones. With these changes ensued
alterations in the relative numbers and types of animals present. So
even focusing on something as specific as hunting would require an
appreciation for great change over time in the case of Pleistocene
peoples (Dickson 1990: 74-76). And if we discuss the area of
Southwestern Europe in the Pleistocene, it presents substantial
differences to modern arctic and subarctic areas. The flora and fauna of
Southwestern Europe, throughout the Upper Paleolithic, would have been
especially diverse in comparison to arctic areas. And the many months
with extremely low-light that we expect in arctic areas never plagued
the peoples who produced Paleolithic art in Southwestern Europe (Butzer
1971:463). The amount of total biomass, even in cold periods, would have
been much greater in Pleistocene Europe than in the contemporary Arctic.
Sophisticated analogy should focus on the generation of hypotheses, not
on interpretation. This method is exemplified in Lewis-William's work
with San rock art. He has made a careful study of this art and spoken to
living informants about its creation and meaning (2002). This work has
led him to conclude that San rock art is thoroughly infused with
meanings derived from shamanic rituals and ideas. Though shamanism
originally derived from the study of Arctic peoples, it has come to be a
much broader category referring, essentially, to any religious system in
which a specialist intermediates between multiple planes of realities
via the technique of ecstasy, the mastery of altered states of
consciousness. Such a system typically employs surprisingly consistent
ideas and methods in many different parts of the world. Lewis-Williams
mentions this in his discussion of San rock art writes in one article:
"…there are sufficient commonalities between central Asian shamanism,
the so-called 'classic' shamanism, and that practiced in North America
and elsewhere. San religious beliefs and rituals fall comfortably into
this category, and the general word 'shamanism' is therefore
appropriate" (2001). Exploring other shamanic traditions in other
cultures he has come to believe that a great deal of rock art may be
heavily influenced by shamanic ideas. It is not, then, "art for art's
sake" but an expression of religious consciousness. How does such a
study of San rock art and its shamanic influences help in the
understanding of Paleolithic art? The archaeologist can, given this
ethnographic information, begin to generate hypotheses such as:
"Parietal art of the Upper Paleolithic is part of a shamanic
orientation." Evidence for or against this hypothesis can be assembled
from Paleolithic art. Such a technique, then, is an example of analogy
as a means to generate new ideas about this very old art. It is the
archaeologist's job to then determine whether such hypotheses are true
or false. Lewis-Williams, among others, have sought to test this
particular hypothesis. We will consider this within the review of
cognitive processualism since this has been another method to gain
evidence to test the hypothesis.
Cognitive Processualism
Cognitive processualism is a broadly scientific approach
which aims to reconstruct some aspects of ancient thought (Renfrew &
Zubrow 1994). This approach posits a relative 'sameness" between modern
peoples and prehistoric ones. Given the underlying similarity in body,
brain, and human needs, it is argued that any distinctly human peoples
are going to live sufficiently similar existences to warrant analogies
to any others. Within a universe of possible explanations, what we may
take as reasonable in terms of an explanation will involve a
representation of our own thoughts and preconceptions. Imagining the
creators of Paleolithic art, we do not suppose that they painted or
sculpted their images because of geological processes or the influence
of cosmic rays and neutrino bombardment. We don't even imagine that they
were crafted by humans using their feet, though here we"ve at least
relocated the forces to human consciousness and agency. We naturally
assume they were made by human beings for "human" reasons in ways that
we have come to expect of artistic creation. Where our assumptions get
more specific, and demanding, is where we run into most trouble; in
other words, where we imagine the particular emotions and beliefs that
led to Paleolithic art, we begin to infer increasingly more on the basis
of very little. Nevertheless, the cognitive processualists see much of
this interpretation as justified, arguing that the human nervous system
that we share with our Pleistocene relatives gives us sufficient
entryway into their "minds" to warrant an interpretation of meaning.
Lewis-Williams goes back to Giambattista Vico as one of the first to
posit a "language of the mind" that helps to structure our perceptions
of reality (2002:51). We do not freely perceive a world at large, rather
our conceptions help shape what we perceive and how we perceive it.
While this may seem a ticket to unchecked relativism, in fact, Vico's
arguments proceeded from a defense that the newly discovered
"primitives" of his time did not possess a different human mind from the
Europeans (as most thought) but were simply informed by a different set
of metaphors about reality. Lewis-Williams follows this argument and
considers the peoples of the Upper Paleolithic to have the same kinds of
minds as we moderns, even if radically different interpretations of
reality separate us from them. The particular hypothesis that
Lewis-Williams puts forward is a belief that altered states of
consciousness inspired the markings and depictions that remain from the
Upper Paleolithic (2002). He believes that the various symbols that
Leroi-Gourhan made so much of—the various slashes, patterns of dots,
crisscrosses, etc.—derive from entoptic phenomena. While the animal
images have always been relatively straight-forward in their
representations, the other signs present major challenges to the
researchers. As Lewis-Williams and Clottes write in Altered
Consciousness in the Upper Paleolithic: "One of the most puzzling
features of hunter-gatherer rock art worldwide is the intimate
relationship between representational and geometric images"
(Lewis-Williams & Clottes 1998:6). The entoptic phenomena hypothesis
helps to explain these signs. Entoptic images occur in the early stages
of alterations in consciousness, such as the hypnagogic imagery that
appears as one slips into sleep. People who suffer scotomas and
migraines also have noticed such entoptic phenomena (Klüver 1966).
Lewis-Williams and Clottes believe that many of the contour-driven
images, the places in caves where natural features of the rock are
highlighted to reveal parts of animals, come about through the
inspirations of altered states of consciousness. From contemporary
analogies to shamanism, they have come to think of the caves as thin
"membranes" between the world of humans and a separate reality: "The
caves were thus like the entrails of the underworld, and the floors,
walls, and ceilings a thin "membrane" between the people who ventured in
and the spirit world behind the surfaces. Shamans sought to draw animals
through this permeable "membrane"" (Lewis-Williams & Clottes 1998:5). As
one imagines navigating the caves with nothing more than weak torch
light flickering to illuminate one area or the other, the dynamism of
the parietal images, especially those that seem to be emerging from the
damp surfaces of the walls, must have been startling. Shamanism is a
major proponent of the cognitive processualist approach. While
researchers like Lewis-Williams are loathe to essentialize shamanism too
much, they do think that an appreciation for elements of a shamanic
framework may serve an important purpose. To phrase their approach more
generally, Lewis-Williams and Clottes write: "The ubiquity of
cross-culturally very similar altered states among hunter-gatherers
points to the high antiquity of the form of ritualized altered states
that we call shamanism" (1998:3). Shamans are mediators between the
quotidian world and the world behind this one, a world of unseen causes
and power (Eliade 1964). Through the use of ethnographic analogy,
Lewis-Williams believes that the vast majority of hunting-gathering
cultures employ shamans and elements of the shamanic worldview.
Imagining them to be common in past hunting-gathering cultures does not
seem too much like a jump. Such a universal cultural "type" must have an
anchor in the human being as a physiological creature: "…we should note
the ancient, universal, human neurological inheritance that includes the
capacity of the nervous system to enter altered states and the need to
make sense of the resultant dreams and hallucinations within a foraging
way of life. There seems to be no other explanation for the remarkable
similarities between shamanistic traditions worldwide" (Lewis-Williams
2002:206). Shamanism and its metaphysical elements (especially an
emphasis on the importance of altered states of consciousness) seems to
derive from the facility human beings have in experiencing altered
states of consciousness, a facility that is part and parcel of
possessing a human nervous system. An aspect of shamanism that is quite
common involves a reliance on spirit helpers and power animals. Shamans
may often experience powerful fantasies about being animals. The
enigmatic therianthropes (images that possess both human and animal
features) may well represent such shamanic notions. A fascinating image
from the Lascaux cave shows the stick figure of a human but a human with
a bird's head. Next to this image is a totem-like stick with a bird atop
it. Such powerful and repeated bird imagery is a common shamanic themes,
since shamans frequently "fly" in their altered states of consciousness
(Eliade 1964:480).
Another reason for inferring their role in Paleolithic art (especially
parietal art) is that caves themselves have often been noted as the
domains of shamans according to numerous ethnographic accounts. The
mythology of caves presents them again and again as passages into
another world. In ancient Greek the "journey to the underworld" through
a cave was a common enough theme in different legends that a particular
word for it emerged: katabasis. The alterity between the light of
day and the instant night one experiences when entering a cave fends off
most faint-hearted individuals. Living in an age of electrification, we
forget the powerful associations and fears that nighttime held for
ancient peoples. The cave, a place of permanent night, remained the
province of shamans. Conventions about the "caveman" have led us to
believe that caves were merely domiciles for ancient peoples. While this
was likely true in different eras of hominid evolution, it is unlikely
to have served such purposes during the Upper Paleolithic.
Archaeological studies of the caves where we find parietal art has
confirmed that these were not habitation sites. Dickson furthers this
distinction: "…Upper Paleolithic peoples made an important spatial
distinction between "living space," in the light and above ground where
their everyday activities took place, and "ceremonial space," in the
dark galleries below the earth's surface where extraordinary actions
took place" (1990:205). The cave, then, served as a ritual place for
highly symbolic activities, activities which may well have been engaged
in by shamanically-informed peoples. Such a plethora of useful analogies
and comparative analyses helps to support at least the viability of the
shamanic hypothesis of Paleolithic art, even if it does not provide an
empirical test for it.
A related, but different perspective on cognitive processualist accounts
of Paleolithic art arises from the work of Stephen Mithen. He has
attracted notice with his idea of "cognitive fluidity" as a means to
explain religious symbology in the Upper Paleolithic. He believes that
most animals possess highly specific "cognitive domains" such as evolved
patterns for social behavior, eating behavior, etc. Mithen thinks that
the various hominids also possessed these domains but when Homo
sapiens sapiens evolved these domains broke down in favor of
communication across domains—or cognitive fluidity. This capacity gave
us an adaptive advantage through creatively utilizing elements across
different cognitive domains. Our social intelligence, including
abilities to model other's minds and intentions, projected onto natural
occurrences leading to ideas about invisible agents, or gods. Our social
intelligence also spilled over into an understanding of animals, so that
we imagined animals in the way we imagine other humans. This may help
explain the mysterious therianthropes—the images that possess mixtures
of human and animal characteristics such as the famous 'sorcerer of Les
Trois Freres." As Mithen writes in one article: …by having a cognitively
fluid mind, a whole host of new ways of thought lacking in any
functional significance were also made possible—such as believing in
beings which were half human/half beast. Transmission of such ideas
required cultural support, such as visual symbols and ritual to anchor
them in the mind as they have no evolved domain of their own (Mithen
1997:73) Mithen's ideas utilize notions from the emerging disciplines of
cognitive science and evolutionary psychology. While he imports
scientific terminology and suggestive ideas from the cognitive sciences,
one must wonder just how scientific these ideas actually are. Without an
ability to be tested, such ideas do not fit the falsifiability criterion
that most empirical scientists insist on in their methodology. But in a
universe of possible interpretations, Mithen's ideas come closer to the
scientific realities than most others. Future insights from the
cognitive sciences are likely to enlighten some of these questions.
The cognitive processualists seem to be generating an innovative set of
hypotheses and insights regarding religious thought and artistic
creation. This approach resembles the tradition of processualism in that
it downplays the agency of individuals throughout history in favor of
processes and functions, in this case processes and functions of the
human mind. Insofar as this school of thought actually helps
archaeologists come up with new ideas about Paleolithic art it will be a
welcome method. But since many of these theorists build elaborate
interpretations on the basis of little new material data, most
archaeologists remain skeptical.
Conclusions
The provocative art left from Upper Paleolithic peoples
has spurred on more than a century of interpretation. Scholars have
alternated between excessively conservative approaches in which any hope
for interpretation is downplayed and extremely liberal approaches in
which imagination seems the primary guide. What is needed, if we shall
have any interpretation of this fabulous material, is a set of
scientific methods and carefully restrained interpretations. As
Leroi-Gourhan writes: "Imagination, without the help of science, is a
poor guide" (1957:22). So far, the most promising types of
interpretation involve a careful search for patterns within the art
itself and some use of ethnographic analogy.
That Paleolithic art is more than art for art's sake seems certain.
Paleolithic art, especially the art of the caves, does not reveal a
free-for-all of artistic imagery and inspiration. A number of suggestive
patterns emerge from the study of cave art. Among other things, the
placement of the art seems especially meaningful. While Leroi-Gourhan
could perceive a systematic placement of images in different zones,
others are less certain of such complexity. But there is some order to
the placement of these creations. Pfeiffer notes the overall effect of
the image placement with: …malice aforethought, so that they would be
encountered unexpectedly, just past a bend, under a ledge, on a high
stalagmitic column, at the edge of a pit, or deep in a pit. In fact,
every visit to an art cave is a series of surprises, and you get the
feeling that the surprises were planned by someone with a fine sense of
drama and theater, a master of illusion. (1980:75) A set of chosen
subjects and regular patterns appear, suggesting this activity to be
highly meaningful and ritually circumscribed. If such art was ritually
determined it would imply social structures of a fairly refined sort. In
other words, to transmit and "enforce" a given set of conventions there
must be structured "power" of some sort. This may have been encoded in
beliefs, myths, or teachings over a fairly pronounced length of time.
Overall, the themes, patterns, placement and context of Paleolithic art
suggests the importance of altered states of consciousness in the
production of these images. Something akin to shamanism
(proto-shamanism?) may have been behind much of the spectacular
creations archaeologists study from these periods.
Beyond some very basic ideas and hypotheses about Paleolithic art, we
must tolerate a vast amount of uncertainty if we are to treat this
material honestly. Symbolic material culture, especially religious data,
does not present itself for systematic interpretation. Even the
utilization of such terms as "art" and "religion" imports assumptions
about categorization that are not likely to have been distinguished in
the Upper Paleolithic. It is just as likely that for these primeval
hunter-gatherers everything was "religious." The art of the Upper
Paleolithic may be an intersection of economic, religious, and social
realities. Meanings may have changed through time or been differentially
weighted according to individual creators. What we "know" is tentative
and totally reliant on archeological inference. As Insoll writes: "…with
much of the archaeology of religions we will never get at its essence no
matter how long we boil the pot, because it is in the mind, it defies
rationality, and the best-meant assertions of cognitive processualism
aside, it will remain elusive" (2004:150). An understanding of
Paleolithic art presumes an appreciation for the meaningful activity of
agentive people in the Pleistocene. We may not know the particulars of
these ancient peoples but we can infer them to be like us in many ways.
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